Compliance specialist jobs in Stamford, CT

Our client is an asset management firm. They seek a Compliance Manager to join their Greenwich, CT.. years of regulatory compliance experience Strong knowledge of credit markets Understanding of Federal..

Affirm's Compliance team designs and implements a compliance program that enables Affirm to proactively.. Compliance program activities include advisory, guidance & training, independent testing & monitoring..

Greenwich, CT (In Office, 5 days week) The Opportunity. Seeking a Compliance Associate to join a.. B alternative asset manager. This hire will report to the General Counsel Chief Compliance Officer..

Management of annual mock SEC exam and recurring external internal electronic communications reviews Management and facilitation of annual compliance training and new employee compliance..

We're looking for someone to join our team and become the manager of regulatory compliance for a.. This opportunity is ideal for a compliance professional who strives to work on diverse projects in a..

Responsibilities Managing the firm's annual compliance testing program. Coordinating the execution of.. Assisting in the development of the firm's compliance testing program, including testing procedures..

This is a great opportunity for someone very interested in compliance work and growth is available down.. 5 years of experience, ideally seeking some legal compliance team support, experience working at a law..

Conduct independent regulatory program reviews and Testing. Drafting BSA AML compliance programs and.. optimization. Build, enhance or localize compliance programs including risk assessments, KYC, policies..

Summary. The Director of Environmental Compliance is in charge of establishing, implementing, and.. Perform calculations to support reporting, permit applications and compliance requirements, such as for..

Role. Audit Manager, Consumer Compliance (Hybrid, 3 days onsite and 2 days work from home) Job.. CPA Preferred) Certified Anti Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA..

Responsibilities Coordinate and oversee the fund federal and state tax compliance, as well as Schedule K 1 and tax estimate reporting.Reconcile and review investor demographics necessary for K 1..

This position will be the primary compliance and oversight professional to help us develop and manage.. Leading a Compliance team within the business unit specific, this role is needed for current support and..

Are you ready to go beyond? We have an exciting remote opportunity for a Regulatory Compliance Manager.. What You Will Do. This Regulatory Compliance Manager position reports to the Associate Director, QMS..

Review marketing materials across the firm's investment strategies to ensure compliance with applicable.. Conduct training for relevant staff on certain compliance policies and..

This position will be the primary compliance and oversight professional to help us develop and manage.. Leading a Compliance team within the business unit specific, this role is needed for current support and..

Our P&C insurance client is seeking a highly skilled Cybersecurity Regulatory and Compliance Lead to.. The candidate must have a strong background in global cyber regulations, compliance, and technology, and..

About UsHEI manages an unparalleled portfolio of leading full service branded hotels and luxury and lifestyle independent hotels across the U.S. We are the acknowledged experts on ..

Zones LLC. Cyber Security Compliance Lead Location. Stamford, Connecticut (100. remote) Please double.. benefits. Job Summary. The Cybersecurity Regulatory and Compliance Lead will be responsible for..